Five top tips for avoiding employment tribunals

By Harrison Drury

27 Mar 2013

Roger Spence of Harrison Drury outlines the measures that can be put in place to avoid employment tribunal claims.

They say prevention is better than the cure and it seems that rarely is this clichéd statement truer than in the area of employment law.

It’s hard for me to stop sounding like a broken record at times, but the best way to avoid any employment tribunal claims is to avoid any disputes arising in the first place.

If anyone is unsure as to the effectiveness of this piece advice, they just need to look at the results. There was not one single employment tribunal brought against any of my retained clients in 2012 because of the preventative work we had done with them.

While it isn’t possible to guarantee your business will never be taken to an employment tribunal, making the risk miniscule is simply a matter of good policy and practice. Here are my top five tips for getting it right:

1. Put the right documentation in place and review it regularly

It’s a legal requirement for an employee to be given a written statement of particulars of employment within two months of their start date. Properly drafted policies to support the contract will also assist with reducing the number of disputes in the workplace. Communicate these policies and procedures to staff to ensure they fully understand them. The constantly changing nature of employment law means that documents need to be regularly reviewed to ensure they offer an employer the best protection.

2. Follow the correct procedures

Make sure you follow your company’s procedure and the ACAS Code of Practice. If procedures aren’t followed properly it could lead to an employee’s compensation award at tribunal being increased. It is essential not to overlook the training that may be required for managers to enable them to deal with problems and follow procedures correctly.

3. Treat staff equally and fairly

Tribunal claims often arise from situations where an employer is entitled to take action against an employee, but they do not deal with it fairly. This can lead to a finding of unfair dismissal in favour of the employee which could have been avoided.

4. Don’t ignore the warning signs

Time and again I see employers who delay holding disciplinary meetings with staff because they would rather not have to deal with it. Whether it is a disciplinary or grievance situation, there are usually early warning signs that there’s a problem. Tackling these problems head on can prevent them developing into a dispute.

5. Keep written records of all employment decisions

These records are important to show you are a reasonable employer. Not only can they help avoid an employment tribunal altogether, they can be vital in arguing your case in court should it come to that. Minutes should be taken at meetings, and conversations followed up in writing to confirm what was discussed. Keeping records will ensure all parties are fully aware of the situation. Seek advice from an employment specialist if you are concerned about any employment situation. Should you receive a tribunal claim from an employee, speak to your legal advisers without delay.

Latest news

1

Three in a row for Lancaster accountants at national awards The Team At Ics Celebrating Their Win

Three in a row for Lancaster accountants at national awards

15 Oct 2026

2

Victorian Plumbing records 11 per cent revenue increase Victorian Plumbing staff

Victorian Plumbing records 11 per cent revenue increase

15 Oct 2026

3

Preparation matters for MTD changes Bilal Piperdy

Preparation matters for MTD changes

15 Oct 2026

4

Training for scheme to boost number of women in technology Aerial photo of Lancaster University Campus

Training for scheme to boost number of women in technology

15 Oct 2026

5

Warden wins contract for Manchester Christmas Markets Warden Three Year Christmas Markets Resized

Warden wins contract for Manchester Christmas Markets

14 Oct 2026

Background image for hub sign up block

LBV Hub

Leverage Lancashire Business View platforms

Post your news
Post your events
Post your offers
Build your network
Improve your SEO
Gain coverage in the magazine
Sign-up
Events
Sub36 Awards 2026
Sub36 WW Logo720 16 Oct 2026

Sub36 Awards 2026

Park Hall Hotel & Spa, Chorley, PR7 5LP

18:30 - 00:30

LBV131 November/December Magazine Networking Event
LBV131 Magazine Launch Social720No Text 19 Nov 2026

LBV131 November/December Magazine Networking Event

The Landmark, School Lane, Burnley, BB11 1UF

08:30 - 10:30

Lancashire Business Day 2026
LBD26 WW Logo720 27 Nov 2026

Lancashire Business Day 2026

Burnley Football Club, BB10 4BX

12:00 - 17:00

Help to Grow: Management Course
Help To Grow 25 Sep 2026 - 15 Dec 2026

Help to Grow: Management Course

University of Lancashire, Preston, PR1 2HE

09:30 - 12:00

Building Brands (and workplaces) That Are Accessible For Everyone
Wyqfi3-wowjag-heczop.jpg.jpg 16 Oct 2026

Building Brands (and workplaces) That Are Accessible For Everyone

Neuro Spark Training Solutions, Burnley , BB11 2AS

09:30 - 16:00

Chamber Business Lunch with Leanne Lucas, Founder of Let’s Be Blunt CIC
Lancaster And Morecambe Logo 1 16 Oct 2026

Chamber Business Lunch with Leanne Lucas, Founder of Let’s Be Blunt CIC

Lancaster Golf Club, Lancaster, LA2 0AJ

11:00 - 14:00

St Catherine's Skydive, October
Skydive 17 Oct 2026

St Catherine's Skydive, October

Black Knight Parachute Centre, Lancaster, LA2 0DY

09:00 - 17:00

Commercial Planning Application workshop
Commercial Planning Workshop 20 Oct 2026

Commercial Planning Application workshop

Online, Accrington , BB5 0PF

12:00 - 13:00

Mock Tribunal - step inside an employment tribunal… without the risk
LBV Website Events GraphicMock Tribunal 21 Oct 2026

Mock Tribunal - step inside an employment tribunal… without the risk

Online, Preston, PR1 3JD

09:30 - 12:30

They’ve Already Decided About You – Sales Geek Sales Club: how buyers judge you before you speak – and what to do about it
Lancaster And Morecambe Logo 1 21 Oct 2026

They’ve Already Decided About You – Sales Geek Sales Club: how buyers judge you before you speak – and what to do about it

Lancaster & Morecambe College, Lancaster, LA1 2TZ

08:00 - 10:00

Preston Freelancer Meet-Up: October
Freelance Meet Up 22 Oct 2026

Preston Freelancer Meet-Up: October

Society1, 9-10 Cross Street, Preston, PR1 3LT

10:00 - 12:00

North West Business Expo
LBV Website Events GraphicBusiness Expo 1 23 Oct 2026

North West Business Expo

Toughsheet Stadium , Bolton, BL6 6JW

09:00 - 15:00

Advertise with us

Reaching 50,000 members, our print, digital and event platforms offer a fantastic way to raise your business profile and help you grow.

Find out more LBV130 Online GraphicWebsite
Subscribe now

Weekly news bulletin